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Registry & Transfer Services

KGI Securities acts as a proxy for the greatest number of shareholders handled by any securities firm in Taiwan.

The Brokerage Registry and Transfer Services Department boasts a professional services team. In addition to offering internal and external training sessions regularly to team members, the department emphasizes the sharing of practical, operational experience to enhance their professional quality. Moreover, the department keeps clients updated on recent changes of regulations and securities services operations to provide clients with the most accurate legal information and advice.

The Brokerage Registry and Transfer Services Department places a great deal of importance on protecting investors’ data and working closely with clients, thereby maintaining good relationships, while also preserving a solid industry reputation. KGI Securities is the first choice for enterprises requiring registry and transfer services.

By the end of 2017, KGI Securities had acted as a proxy for a total of 325 companies, including 88 listed companies, 52 over-the-counter traded companies, 24 emerging stock market companies, and 161 unlisted companies. This represents around 4.3 million shareholders, the greatest number handled by any securities firm in Taiwan.

KGI Securities will continue to build on a foundation of professional services, as we provide stock-issuing companies and investors with a wide range of top-quality brokerage registry and transfer services.